Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Chia-How Chang | 4049732 | 5 | 08/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henrique David Lucena | 5605196 | 3 | 07/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Henrique David Lucena | 5605196 | 3 | 03/05/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sachin Kumar | 5295758 | 3 | 05/26/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Mathieson | 1730324 | 5 | 03/03/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |