Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Alexander Chandler | 7612056 | 2 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Todd Canterbury | 4939385 | 4 | 07/29/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Kevin Todd Canterbury | 4939385 | 4 | 10/15/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 02/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Krieg | 5163426 | 1 | 01/05/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Lance Seltun | 5275509 | 1 | 03/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ashley Nicole Eckles | 7708698 | 1 | 06/09/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 01/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Walter C Richardson | 2989191 | 2 | 09/16/2010 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 08/18/2009 | Customer Dispute | Settled | $116,934.00 | $0.00 | See FINRA Report |