Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Riley Avey | 3160027 | 4 | 05/26/2004 | Customer Dispute | Denied | $14,660.70 | $0.00 | See FINRA Report |
| Walter C Richardson | 2989191 | 2 | 01/23/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Arthur Morin | 2384249 | 1 | 05/02/2000 | Customer Dispute | Settled | $28,456.00 | $0.00 | See FINRA Report |