Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Todd Canterbury | 4939385 | 4 | 10/15/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Kevin Krieg | 5163426 | 1 | 01/05/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 01/07/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Walter C Richardson | 2989191 | 2 | 09/16/2010 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 08/18/2009 | Customer Dispute | Settled | $116,934.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 05/11/2009 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 04/07/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Charles William Burmaster | 2249118 | 1 | 11/10/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Matthew John Fevola | 3129398 | 4 | 12/21/2007 | Customer Dispute | Settled | $39,607.80 | $0.00 | See FINRA Report |
| Christopher Riley Avey | 3160027 | 4 | 11/12/2004 | Customer Dispute | Closed-No Action | $69,000.00 | $0.00 | See FINRA Report |