Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas John Suttner | 2104792 | 2 | 06/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Forrest Peters | 2123214 | 2 | 02/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Forrest Peters | 2123214 | 2 | 01/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas John Suttner | 2104792 | 2 | 03/23/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |