Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edgar Davis Mock | 1309680 | 3 | 06/02/2020 | Customer Dispute | Settled | $375,717.00 | $0.00 | See FINRA Report |
| Jeffrey Howard Dillman | 2515858 | 1 | 06/02/2020 | Customer Dispute | Settled | $375,717.00 | $0.00 | See FINRA Report |
| Edgar Davis Mock | 1309680 | 3 | 01/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edgar Davis Mock | 1309680 | 3 | 01/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |