Our Staff has compiled our research into a database of FINRA Broker Disclosures for Virtu Americas LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark McCabe Duncan | 3094678 | 2 | 02/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark McCabe Duncan | 3094678 | 2 | 01/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alex B James | 6857081 | 1 | 08/07/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Woong- Soo Lee | 7162501 | 1 | 03/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denys Alexander Teslenko | 6083307 | 1 | 04/23/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Ramzi Touma | 5045060 | 1 | 06/15/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Hartman | 5372051 | 1 | 05/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Philip Connor | 2749234 | 1 | 07/29/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore Thomas Watt | 4748761 | 1 | 06/14/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |