Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Ray Barley | 5829571 | 2 | 01/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Amanda Lee Marlow | 4423169 | 1 | 01/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Cahill | 6456350 | 2 | 01/23/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James A Ward | 6150246 | 2 | 01/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tenasia McKinney | 6686493 | 1 | 01/19/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James A Ward | 6150246 | 2 | 01/18/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Leigh Burke | 6141065 | 6 | 01/18/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory C Teschke | 5037784 | 1 | 01/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joanne Elizabeth Secky | 2434369 | 9 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joanne Elizabeth Secky | 2434369 | 9 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |