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FINRA Broker Disclosures for Snowden Account Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Snowden Account Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 54 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Woong Seong Hwang4400271407/11/2017Employment Separation After Allegations$0.00$0.00See FINRA Report
David Wayne Woolford1967193403/21/2017Customer DisputeSettled$5,000.00$0.00See FINRA Report
David Wayne Woolford1967193403/21/2017Customer DisputeSettled$5,000.00$0.00See FINRA Report
Paula A Alvis5992493211/18/2016FinancialFinal$0.00$0.00See FINRA Report
William Keith Mayo1200137505/20/2016Customer DisputeSettled$20,862.00$0.00See FINRA Report
Robert Elliot Feldman2429623710/28/2014Customer DisputeSettled$0.00$0.00See FINRA Report
Aaron M Davis6549913103/01/2014FinancialFinal$0.00$0.00See FINRA Report
Omar Javier MacIas5613466210/25/2013FinancialFinal$0.00$0.00See FINRA Report
Omar Javier MacIas5613466204/26/2013FinancialFinal$0.00$0.00See FINRA Report
Robert Elliot Feldman2429623704/09/2013Customer DisputeSettled$336,212.00$0.00See FINRA Report

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