Our Staff has compiled our research into a database of FINRA Broker Disclosures for Snowden Account Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Woong Seong Hwang | 4400271 | 4 | 07/11/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
David Wayne Woolford | 1967193 | 4 | 03/21/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
David Wayne Woolford | 1967193 | 4 | 03/21/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Paula A Alvis | 5992493 | 2 | 11/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Keith Mayo | 1200137 | 5 | 05/20/2016 | Customer Dispute | Settled | $20,862.00 | $0.00 | See FINRA Report |
Robert Elliot Feldman | 2429623 | 7 | 10/28/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Aaron M Davis | 6549913 | 1 | 03/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Omar Javier MacIas | 5613466 | 2 | 10/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Omar Javier MacIas | 5613466 | 2 | 04/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Elliot Feldman | 2429623 | 7 | 04/09/2013 | Customer Dispute | Settled | $336,212.00 | $0.00 | See FINRA Report |