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FINRA Broker Disclosures for Snowden Account Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Snowden Account Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 42 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Elliot Feldman2429623701/30/2013Customer DisputeSettled$632,409.00$0.00See FINRA Report
Robert Elliot Feldman2429623710/19/2011Customer DisputeSettled$2,421,130.00$0.00See FINRA Report
Woong Seong Hwang4400271406/10/2011Customer DisputeSettled$26,812.20$0.00See FINRA Report
David Wayne Woolford1967193405/31/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Jesse Berne Clinton4589673102/01/2011Customer DisputeSettled$100,000.00$0.00See FINRA Report
Mark Thomas Conway2023529102/04/2010Customer DisputeSettled$75,000.00$0.00See FINRA Report
Lawrence Alan Barocas2969168201/11/2010Customer DisputeDenied$5,000.00$0.00See FINRA Report
Mark Nelson Hogan1730695212/10/2009Customer DisputeDenied$18,265.00$0.00See FINRA Report
Mark David Stevens2905451406/02/2009Customer DisputeSettled$37,774.00$0.00See FINRA Report
Mike Camilo Toledo2256770104/21/2009Customer DisputeDenied$126,752.00$0.00See FINRA Report

42 Results

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