Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler Rojas | 6806830 | 1 | 01/27/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Justin Ray McCormack | 6303292 | 1 | 01/13/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Connor Maurice | 7464088 | 1 | 01/13/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Elizabeth M Swan | 5877152 | 1 | 01/06/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Mary McCowen Leblanc | 5787231 | 1 | 01/05/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jonathan Willingham | 6943614 | 1 | 12/26/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael Hiroshi Okimura | 5045233 | 1 | 12/22/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Jacob Allen | 7592135 | 1 | 12/21/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Lurenzo MacKlin | 5185575 | 2 | 12/20/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Guillermo Enrique Barriga | 5637656 | 1 | 12/16/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |