Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Helen Krall Samoun | 3102215 | 1 | 11/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos Aurelio Alvarado | 1272824 | 6 | 11/08/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Victor Strackhouse | 5888436 | 2 | 11/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 11/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Latisha M Pryor | 4277732 | 2 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Plyamm | 5482785 | 1 | 11/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Richardson Hopper | 2200873 | 4 | 10/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Richardson Hopper | 2200873 | 4 | 10/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Richardson Hopper | 2200873 | 4 | 10/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Jeffrey Jacobs | 840728 | 3 | 10/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |