Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Alberto Gonzalez | 2096117 | 17 | 12/12/2018 | Customer Dispute | Settled | $133,000.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 12/03/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anna K Amis | 4985333 | 1 | 12/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lore Michelle Storm | 6190933 | 1 | 11/25/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Aloysius Juracka | 708735 | 3 | 11/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Todd Jones | 1467300 | 1 | 11/20/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy W Aadalen | 1862011 | 4 | 11/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Monique Mota | 6249857 | 7 | 11/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Scott Harris | 1250257 | 1 | 11/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Toeanzar Markquack Norment | 4706478 | 2 | 11/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |