Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andre Turman | 5961725 | 1 | 01/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Shawn Beckett | 4816193 | 2 | 01/04/2019 | Customer Dispute | Closed-No Action | $59,350.00 | $0.00 | See FINRA Report |
| Sonia Balfour-Fears | 5864524 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Robert Overhiser | 4403285 | 1 | 12/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 12/26/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Paul Schlett | 2111952 | 4 | 12/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Daniel Rooney | 2127929 | 2 | 12/20/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Ross Schaeffer | 1961413 | 2 | 12/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Starr | 5376837 | 3 | 12/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Paul Thomas | 4216382 | 1 | 12/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |