Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mauricio Woodbridge | 7086974 | 1 | 02/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Michelle Arnashus | 2013828 | 1 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric D Fuller | 5866277 | 1 | 02/01/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Meilue Vang | 5035113 | 3 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diogenes Melendez Jr | 7641886 | 1 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roderick Charles Webb | 2900383 | 3 | 01/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lindy J Giambrone | 5078518 | 1 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kohl Q Metzger | 5511185 | 1 | 01/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Carroll | 1306479 | 2 | 01/28/2019 | Customer Dispute | Settled | $27,764.00 | $0.00 | See FINRA Report |
| Frank Ronald Marano | 1525263 | 1 | 01/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |