Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor M Palafox | 4763788 | 1 | 02/26/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leo Biagini | 4866200 | 1 | 02/26/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard T Burns | 3024029 | 2 | 02/25/2019 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| David Simon Kobey | 6790440 | 1 | 02/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie D Corrales | 7189600 | 1 | 02/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 02/21/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adrienne Dellinger | 6196247 | 2 | 02/13/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Katie Amelia Baker | 6501309 | 1 | 02/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John James Mullarkey | 5681749 | 1 | 02/11/2019 | Customer Dispute | Settled | $25,992.00 | $0.00 | See FINRA Report |
| Patricia Elaine Haley | 2831831 | 1 | 02/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |