Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Garcia | 2281514 | 23 | 03/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen E Smith | 4062593 | 4 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Dutra Carvalho | 5090371 | 7 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Dutra Carvalho | 5090371 | 7 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Dutra Carvalho | 5090371 | 7 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Dutra Carvalho | 5090371 | 7 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Dutra Carvalho | 5090371 | 7 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Dutra Carvalho | 5090371 | 7 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Dutra Carvalho | 5090371 | 7 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Coronel | 2126831 | 8 | 02/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |