Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gina Barcello-Reed | 6158034 | 1 | 04/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Halton-Yaschur | 1640597 | 6 | 04/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Davis | 6257278 | 3 | 04/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Greg Alexander Gangas | 1896408 | 3 | 04/04/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Taylor Mitchell | 1271596 | 5 | 04/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeremy A Jenson | 5224768 | 1 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Ronald Shelangoski | 4854344 | 1 | 04/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel David Levin | 7207879 | 3 | 03/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Ross Fladell | 4986647 | 3 | 03/20/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ruben Orlando Rubio | 7002862 | 2 | 03/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |