Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John F Simmons | 7182326 | 4 | 04/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore M Cassar | 6289608 | 3 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John F Simmons | 7182326 | 4 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Marcellus Cooper | 1884733 | 4 | 04/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Charles Webb | 2900383 | 3 | 04/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John F Simmons | 7182326 | 4 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meilue Vang | 5035113 | 3 | 04/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Hart | 2313194 | 3 | 04/12/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Lee Tonkovich | 5256792 | 1 | 04/12/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |
| James J Diaz | 6277700 | 4 | 04/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |