Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert N Newman | 4237176 | 7 | 05/20/2019 | Customer Dispute | Denied | $89,400.00 | $0.00 | See FINRA Report |
| Ricardo Fontana Guimaraes | 5442981 | 2 | 05/09/2019 | Customer Dispute | Settled | $98,256.20 | $0.00 | See FINRA Report |
| Darnell J Williams | 6567633 | 1 | 05/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jana C Torres | 7333160 | 3 | 05/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan K Crooks | 7642819 | 2 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Davis | 6257278 | 3 | 05/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert A Brown | 5620217 | 1 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonidas Ortega Orus | 7055472 | 2 | 05/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey William Weese | 7161108 | 5 | 04/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David R Garcia | 2281514 | 23 | 04/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |