Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian Evan Fischler | 2923147 | 1 | 02/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Brice Washington | 6609813 | 2 | 02/12/2024 | Customer Dispute | Pending | $115,070.00 | $0.00 | See FINRA Report |
| Elizabeth Darlington Cambareri | 4029781 | 1 | 02/02/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Paoletti | 2810346 | 1 | 02/02/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Fletcher Alan King | 2630332 | 1 | 02/01/2024 | Customer Dispute | Closed-No Action | $96,245.00 | $0.00 | See FINRA Report |
| Stephen R Mihalek | 4403050 | 3 | 01/31/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Putnam Newall | 2292128 | 1 | 01/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gillian E Anthony | 3224446 | 5 | 01/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan L Elwaw | 2299668 | 2 | 01/24/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matias Cavalieri | 2972465 | 2 | 01/24/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |