Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Herbert K Smith | 2914032 | 1 | 06/07/2019 | Customer Dispute | Denied | $67,935.00 | $0.00 | See FINRA Report |
| Stephanie E Green | 4292069 | 2 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn P Travers | 2722891 | 2 | 06/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrice S Smith | 7422004 | 1 | 06/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Steven McGhee | 6631108 | 2 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Patrick McAlister | 2208193 | 1 | 05/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert John Coronel | 2126831 | 8 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 05/29/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ikaika Smith | 7741761 | 7 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Duffy | 7303358 | 2 | 05/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |