Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Joseph Brinkley | 5111919 | 1 | 06/28/2019 | Customer Dispute | Denied | $5,605.00 | $0.00 | See FINRA Report |
| Nancy Rae Wickham | 2236960 | 4 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Stewart Small | 1148738 | 4 | 06/26/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew David Penrod | 2834169 | 1 | 06/24/2019 | Customer Dispute | Settled | $34,301.00 | $0.00 | See FINRA Report |
| Michael Joseph Platte | 2785561 | 1 | 06/24/2019 | Customer Dispute | Settled | $34,301.00 | $0.00 | See FINRA Report |
| Drew Martin Reinhardt | 1457827 | 4 | 06/20/2019 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Corey William Weese | 7161108 | 5 | 06/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy A Tamblyn | 2752647 | 6 | 06/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy A Tamblyn | 2752647 | 6 | 06/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Bonomo | 5418385 | 2 | 06/13/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |