Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew L Montgomery | 7070927 | 1 | 07/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Riley Sorenson | 5279884 | 1 | 07/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisa Marie Stearns | 3088202 | 4 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Suzanne Lambert | 2001411 | 1 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 07/22/2019 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Robert C Scarborough | 4300571 | 1 | 07/22/2019 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Robert Melton Snow | 3203253 | 2 | 07/19/2019 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Maria Victoria Balkunas | 5663648 | 1 | 07/17/2019 | Customer Dispute | Denied | $109,649.00 | $0.00 | See FINRA Report |
| Eugene Patrick Kenny | 1607203 | 1 | 07/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonidas Ortega Orus | 7055472 | 2 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |