Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Coronel | 2126831 | 8 | 08/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisa Marie Stearns | 3088202 | 4 | 08/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisa Marie Stearns | 3088202 | 4 | 08/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/05/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Julia K Cheung | 7501444 | 1 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 07/31/2019 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Anna Halton-Yaschur | 1640597 | 6 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Annie C Evans | 4972050 | 1 | 07/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Anthony Suter | 3045109 | 2 | 07/28/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Celeste Frances Basuino | 1615048 | 1 | 07/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |