Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Coronel | 2126831 | 8 | 09/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laura L Wise | 2044703 | 3 | 09/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy M Fischer | 7148832 | 1 | 09/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Frohman | 1823899 | 1 | 09/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Taeseung Chung | 6143183 | 1 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Steven McGhee | 6631108 | 2 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 08/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bridgette Monique Mota | 6249857 | 7 | 08/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/23/2019 | Customer Dispute | Settled | $625,000.00 | $0.00 | See FINRA Report |
| Celeste Dinerman | 2942377 | 4 | 08/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |