Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Swinton | 7808062 | 1 | 09/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Monique Mota | 6249857 | 7 | 09/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Kowal | 2424806 | 1 | 09/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Taborski | 6424093 | 1 | 09/17/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Laura L Wise | 2044703 | 3 | 09/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karma Elizabeth May | 4491160 | 2 | 09/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander William Knight | 6586351 | 2 | 09/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucy A Johnson | 3031225 | 2 | 09/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda M Davis | 6257278 | 3 | 09/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Fairchild | 2219149 | 2 | 09/09/2019 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |