Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason W Wolter | 2934037 | 2 | 10/22/2019 | Customer Dispute | Settled | $5,468,900.00 | $0.00 | See FINRA Report |
| Nicolas Charles Ulvert | 5156315 | 1 | 10/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michaella Grace Irvine | 6665102 | 1 | 10/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Lynn Lively | 2239163 | 1 | 10/18/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brandon Colt Earnshaw | 7892018 | 1 | 10/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Robertson | 1634076 | 4 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jaclyn Diane Andrews | 6655495 | 8 | 10/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn Diane Andrews | 6655495 | 8 | 10/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn Diane Andrews | 6655495 | 8 | 10/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn Diane Andrews | 6655495 | 8 | 10/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |