Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Matthew Cummings | 4093046 | 1 | 11/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Galanti | 5736555 | 1 | 11/01/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard T Hartz | 6359077 | 1 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan L Boudreau | 7626957 | 1 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victorea M Smith | 7658150 | 3 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yexenia Isaura Young | 7051355 | 1 | 10/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Spencer James Pena | 6804133 | 1 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberta C Arakaki | 2105733 | 3 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberta C Arakaki | 2105733 | 3 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberta C Arakaki | 2105733 | 3 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |