Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin Elizabeth McMillian | 5137006 | 2 | 11/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Douglas Hoffmann | 2710657 | 3 | 11/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy W Aadalen | 1862011 | 4 | 11/18/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rhonda Jean Rupp | 2199638 | 2 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrod M Hileman | 5432557 | 2 | 11/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Meloney Espinosa | 5549125 | 2 | 11/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meloney Espinosa | 5549125 | 2 | 11/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Ambrosino | 2473106 | 2 | 11/08/2019 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Tamara Kelly Brown | 3021883 | 2 | 11/05/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 11/04/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |