Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neal A Teicher | 2577522 | 5 | 03/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Solomon | 1060442 | 6 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Brice Washington | 6609813 | 2 | 03/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Freddie Dean Crandall | 1434783 | 1 | 03/01/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Jacob T Hawkins | 7097320 | 1 | 02/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lucas R Mroz | 5725399 | 2 | 02/27/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roberta Lorraine Bell | 1719092 | 1 | 02/26/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Toeanzar Markquack Norment | 4706478 | 2 | 02/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sergio Andres Alvarez Vicuna | 5102061 | 3 | 02/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc S Meran | 5462965 | 1 | 02/13/2024 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |