Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Arturo Llanos | 6610437 | 5 | 12/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Arturo Llanos | 6610437 | 5 | 12/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Arturo Llanos | 6610437 | 5 | 12/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yan Binder | 2932226 | 2 | 12/05/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chrystal Amber Swope | 4399992 | 1 | 12/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth A Golden | 5116368 | 1 | 12/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisa Marie Stearns | 3088202 | 4 | 12/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Fabrice Paul Onomo | 7194085 | 2 | 11/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerri Lynne Pratt | 1507048 | 1 | 11/26/2019 | Customer Dispute | Award / Judgment | $0.00 | $20,496.70 | See FINRA Report |
| Fabrice Paul Onomo | 7194085 | 2 | 11/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |