Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bruce Juan Robinson | 7201724 | 9 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erika Pieger Odell | 7293520 | 1 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mark John Brennan | 1804302 | 19 | 12/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Bruce Juan Robinson | 7201724 | 9 | 12/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Juan Robinson | 7201724 | 9 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Schepperle | 5578702 | 2 | 12/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Erin Elizabeth McMillian | 5137006 | 2 | 12/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Francine Erica Griggs | 4726411 | 1 | 12/23/2019 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Audra L Benge | 5456003 | 4 | 12/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Anthony Aldi | 2558960 | 2 | 12/12/2019 | Customer Dispute | Denied | $57,473.40 | $0.00 | See FINRA Report |