Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leatrice Lashay Carey | 4052786 | 2 | 01/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Cecil | 4308949 | 1 | 01/28/2020 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Latisha M Pryor | 4277732 | 2 | 01/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett T T Aukerman | 6048468 | 1 | 01/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph A Jackson | 1569213 | 5 | 01/23/2020 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Goodstein | 4536646 | 3 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Goodstein | 4536646 | 3 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Goodstein | 4536646 | 3 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Matthew Bankhead | 2129638 | 5 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Matthew Bankhead | 2129638 | 5 | 01/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |