Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Ann Burford | 1766846 | 3 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey L Girard | 4185221 | 1 | 02/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sue S van Der Linden | 2543324 | 2 | 02/13/2020 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Les R Campbell | 2993468 | 1 | 02/11/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Miguel Isaias Lopez Espinosa de los Mon | 7415986 | 1 | 02/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jean Carlos Blanco | 5616567 | 1 | 02/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Arturo Llanos | 6610437 | 5 | 02/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ileana Anne Ille | 7126352 | 1 | 02/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Olga Nobrega Pereira | 3047517 | 2 | 01/31/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert F Runkle | 6006731 | 1 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |