Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Peter Wroblewski | 6158332 | 3 | 03/09/2020 | Customer Dispute | Settled | $126,152.00 | $0.00 | See FINRA Report |
| Malkia S Dandy | 3059679 | 3 | 03/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey William Weese | 7161108 | 5 | 03/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melody W Dehond | 2342371 | 10 | 02/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore M Cassar | 6289608 | 3 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Diane Flieder | 1375774 | 4 | 02/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Silva | 7437862 | 4 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Millard Mann | 5734553 | 1 | 02/21/2020 | Customer Dispute | Settled | $86,251.10 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Malkia S Dandy | 3059679 | 3 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |