Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Daniel Larin Parker | 5124455 | 1 | 03/19/2020 | Customer Dispute | Denied | $11,271.00 | $0.00 | See FINRA Report |
| Shubie Gulati | 1965775 | 1 | 03/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joffre P Montayre | 4850231 | 1 | 03/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Jay Smith | 2703964 | 2 | 03/16/2020 | Customer Dispute | Denied | $7,034.00 | $0.00 | See FINRA Report |
| Carson D Kessler | 6827374 | 1 | 03/13/2020 | Customer Dispute | Denied | $4,000.00 | $0.00 | See FINRA Report |
| Ryan K Crooks | 7642819 | 2 | 03/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Del Mauro | 5786389 | 1 | 03/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark William McBee | 5879822 | 1 | 03/12/2020 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Maxwell Richard Parziale | 6688341 | 1 | 03/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Tracy Stines | 1175075 | 2 | 03/11/2020 | Customer Dispute | Settled | $15,200.00 | $0.00 | See FINRA Report |