Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jonathan Korbin Dickson | 4287732 | 2 | 04/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Audra L Benge | 5456003 | 4 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alexander Reece | 6387109 | 1 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Anthony Kreuzer | 1499883 | 3 | 03/31/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Javier Jaramillo | 4280044 | 1 | 03/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Geoffrey A Elliott | 6831272 | 1 | 03/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephen F Lawless | 1293326 | 1 | 03/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Brandon R Curtis | 6965034 | 1 | 03/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Russell Snider | 2250122 | 2 | 03/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Manuel L Ojeda | 2136032 | 1 | 03/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |