Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vladislav Madatov | 2661402 | 2 | 04/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Edward Dacruz | 1259435 | 3 | 04/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Roy Shandling | 1012737 | 2 | 04/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laury Nwaru | 7075684 | 1 | 04/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachal T Sharpless Rich | 2774886 | 1 | 04/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlton Milo Higbie | 1094365 | 1 | 04/08/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff Joel Kramer | 4722106 | 1 | 04/07/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John Edward Berg | 1516965 | 1 | 04/07/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| David Arturo Llanos | 6610437 | 5 | 04/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenda L Perrotti | 2300759 | 1 | 04/06/2020 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |