Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul William Brown | 1872935 | 1 | 07/22/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Herbert Trombly | 449532 | 1 | 05/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Michael Vener | 865839 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $8,658.00 | $3,000.00 | See FINRA Report |
| Kent Chapman Guernsey | 1371793 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Booth | 1001708 | 2 | 11/30/-0001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Sheryl Jan Steinhart | 1008059 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Xavier Magnesio | 1236188 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $3,105.13 | $3,105.13 | See FINRA Report |
| Matthew Casey Kelly | 2201949 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Lawrence Solomon | 1199222 | 1 | 11/30/-0001 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Gary David Fogel | 1076396 | 1 | 11/30/-0001 | Customer Dispute | Settled | $8,180.00 | $0.00 | See FINRA Report |