Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Gregory Seaton | 2196154 | 4 | 10/19/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Ann Ciccarello | 872002 | 2 | 07/31/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Wilfred Waldron | 4290312 | 1 | 04/17/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Dean Bronfman | 836754 | 4 | 11/16/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Henry Wass | 868621 | 2 | 08/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Farley Hickey | 828828 | 3 | 01/04/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Rose Barberian | 718994 | 2 | 01/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Leonard Cerasia | 43841 | 2 | 12/10/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick McCabe | 1916458 | 1 | 08/24/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Cranston Vose | 715622 | 2 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |