Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matias Cavalieri | 2972465 | 2 | 05/05/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Cian G Ward | 7737522 | 1 | 05/01/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William M Morrison | 7000564 | 1 | 04/29/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| C Noel Williams | 2540177 | 4 | 04/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Evan Ridell | 5543111 | 1 | 04/23/2020 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gordon Parr | 5193152 | 1 | 04/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan William Ne Mummert | 2722449 | 1 | 04/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Margie A Risley | 4256424 | 1 | 04/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristiano Tempo Castellini | 2954284 | 3 | 04/16/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |