Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason W Wolter | 2934037 | 2 | 03/28/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Max Veryl Elson | 4430278 | 1 | 03/27/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Maxwell John Bull | 4693211 | 1 | 03/27/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| MacKenzie Davis Sullivan | 6100531 | 1 | 03/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rosa V Leace | 5037363 | 1 | 03/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory B Norris | 2531010 | 5 | 03/15/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sergio Andres Alvarez Vicuna | 5102061 | 3 | 03/14/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Koch Reller | 5762143 | 1 | 03/12/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Charles Koch | 4978078 | 1 | 03/11/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keishara Kyllie-Leigh Colby | 6815524 | 7 | 03/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |