Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura A White | 2305011 | 2 | 06/04/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barbara Silva | 7437862 | 4 | 06/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Landon B Marino | 3123043 | 1 | 06/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Earle Coffey | 2245016 | 1 | 06/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Horne | 7005618 | 1 | 06/01/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen E Smith | 4062593 | 4 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Diane Flieder | 1375774 | 4 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Mark Vining | 2945065 | 4 | 05/29/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary M Cecchett | 5757354 | 1 | 05/28/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carolina Medina | 6591189 | 1 | 05/27/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |