Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Dishner | 1912362 | 5 | 06/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina M Russell | 7371778 | 1 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garfield A Durham | 3050597 | 1 | 06/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Kitlinski | 4422362 | 1 | 06/12/2020 | Customer Dispute | Denied | $44,755.00 | $0.00 | See FINRA Report |
| Andrew John Beh | 6551131 | 1 | 06/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gordon Leslie Stevenson | 1226740 | 1 | 06/10/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patricia Michelle Fontan-Sorlie | 3022373 | 2 | 06/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon L Erickson | 2198321 | 1 | 06/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marianne Resue | 5448826 | 1 | 06/06/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane L Richardson | 4840327 | 7 | 06/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |