Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Kepchar | 268212 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Booth | 1001708 | 2 | 11/30/-0001 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Laura Lee Kuechler | 1037194 | 2 | 11/30/-0001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent Chapman Guernsey | 1371793 | 1 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael Finnegan | 819247 | 2 | 11/30/-0001 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Michael Vener | 865839 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $8,658.00 | $3,000.00 | See FINRA Report |
| Gary David Fogel | 1076396 | 1 | 11/30/-0001 | Customer Dispute | Settled | $8,180.00 | $0.00 | See FINRA Report |
| Sheryl Jan Steinhart | 1008059 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Casey Kelly | 2201949 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |