Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dean Bronfman | 836754 | 4 | 11/16/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Farley Hickey | 828828 | 3 | 01/04/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Rose Barberian | 718994 | 2 | 01/01/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Leonard Cerasia | 43841 | 2 | 12/10/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick McCabe | 1916458 | 1 | 08/24/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Cranston Vose | 715622 | 2 | 01/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul William Brown | 1872935 | 1 | 07/22/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Herbert Trombly | 449532 | 1 | 05/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Xavier Magnesio | 1236188 | 1 | 11/30/-0001 | Customer Dispute | Award / Judgment | $3,105.13 | $3,105.13 | See FINRA Report |
| Cheryl Ann Ciccarello | 872002 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |