Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Lawrence Halpern | 234602 | 11 | 04/30/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah M Albright | 2961336 | 2 | 08/19/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Alan Sherman | 1430874 | 2 | 05/29/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 05/18/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Jay Podnos | 2194939 | 1 | 03/25/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Monatlik | 705932 | 5 | 02/27/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eileen Thomson Erickson | 2231884 | 1 | 12/19/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 10/13/1972 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robbie Adrianus Derooy | 728460 | 5 | 06/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Ann Ciccarello | 872002 | 2 | 07/31/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |