Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Francis Egan | 1189990 | 2 | 08/24/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Litowitz | 310800 | 1 | 08/11/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Evan Carl Joffe | 1696167 | 1 | 04/16/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Patrick Wright | 1062815 | 1 | 02/27/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert F Hill | 720821 | 1 | 02/04/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Floyd Alford Robinson | 401589 | 1 | 10/23/1975 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Lynn Siegel | 1143690 | 3 | 07/08/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Allan Thompson | 2706540 | 3 | 02/18/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Debra Lee Blair | 2117087 | 1 | 01/21/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Andrew Tynan | 1533361 | 4 | 08/29/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |