Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kevin Kenway Edwards | 1212596 | 1 | 08/14/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jason David Bernstein | 1762286 | 5 | 06/24/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher Ollinger Smith | 1047265 | 1 | 04/04/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Anthony Biernat | 817429 | 1 | 01/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Peter Doumani | 71063 | 3 | 01/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Nadine C Brookins-White | 1609928 | 2 | 01/01/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Steven J Ginter | 5479050 | 1 | 12/15/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nadine C Brookins-White | 1609928 | 2 | 12/10/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph Francis Egan | 1189990 | 2 | 10/22/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gerard S Spiegel Jr | 2373040 | 1 | 09/09/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |