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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 6,601-6,610 out of 6,650 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kevin Kenway Edwards1212596108/14/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Jason David Bernstein1762286506/24/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Christopher Ollinger Smith1047265104/04/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Anthony Biernat817429101/30/1979RegulatoryFinal$0.00$0.00See FINRA Report
Michael Peter Doumani71063301/23/1979RegulatoryFinal$0.00$0.00See FINRA Report
Nadine C Brookins-White1609928201/01/1979Employment Separation After Allegations$0.00$0.00See FINRA Report
Steven J Ginter5479050112/15/1978CriminalFinal Disposition$0.00$0.00See FINRA Report
Nadine C Brookins-White1609928212/10/1978CriminalFinal Disposition$0.00$0.00See FINRA Report
Joseph Francis Egan1189990210/22/1978CriminalFinal Disposition$0.00$0.00See FINRA Report
Gerard S Spiegel Jr2373040109/09/1978CriminalFinal Disposition$0.00$0.00See FINRA Report

6,650 Results

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